Securities Regulation
Financial Intermediation in the Securities Markets: Law and Economics of Conduct of Business Regulation
Alessio M. Pacces
- Year
- 2000
- Venue
- International Review of Law and Economics
- Level
- Advanced
Summary
Analyzes suitability and anti-churning rules through asymmetric information, agency costs, and the role of securities intermediaries in price formation. The article combines European and U.S. regulation in a functional comparison of investor protection.
Citation
Alessio M. Pacces. "Financial Intermediation in the Securities Markets: Law and Economics of Conduct of Business Regulation." International Review of Law and Economics, 2000.
BibTeX
@article{Pacces2000Financial,
title = {Financial Intermediation in the Securities Markets: Law and Economics of Conduct of Business Regulation},
author = {Alessio M. Pacces},
year = {2000},
journal = {International Review of Law and Economics},
url = {https://www.sciencedirect.com/science/article/abs/pii/S0144818800000478}
}