Financial Regulation
Advanced
Resolution Planning
Ex ante planning for the orderly failure or restructuring of financial institutions without severe systemic disruption.
Why It Matters
Resolution planning addresses too-big-to-fail incentives, loss allocation, continuity of critical functions, and the credibility of non-bailout commitments.
Selected Literature
A short list of directly relevant archive entries.
2009
Intermediate
The Fundamental Principles of Financial Regulation
Markus Brunnermeier, Andrew Crockett, Charles Goodhart, Avinash Persaud, and Hyun Song Shin
Geneva Reports on the World Economy
2010
Intermediate
Regulating Wall Street: The Dodd-Frank Act and the New Architecture of Global Finance
Viral V. Acharya, Thomas F. Cooley, Matthew Richardson, and Ingo Walter
Wiley
2011
Advanced
Basel III: A global regulatory framework for more resilient banks and banking systems
Basel Committee on Banking Supervision
Bank for International Settlements
2014
Advanced
Key Attributes of Effective Resolution Regimes for Financial Institutions
Financial Stability Board
Financial Stability Board
Related Cases
1996
Financial Law
United States v. Winstar Corp.
518 U.S. 839 (1996)
Government contractual commitments made during thrift supervisory mergers and later regulatory change.